SEC Form 4 · accession 0001127602-18-027528
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G McBride
Officer — EVP, COO & Pres-CooperVision
Period of report
Sep 13, 2018
Accepted (ET)
Sep 13, 2018 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 10,310 | $95.74 | A | 38,705 | D | |
| Common StockF1 | Sep 13, 2018 | S | 4,721 | $263.59 | D | 33,984 | D | |
| Common StockF2 | Sep 13, 2018 | S | 2,212 | $264.224 | D | 31,772 | D | |
| Common StockF3 | Sep 13, 2018 | S | 3,058 | $265.703 | D | 28,714 | D | |
| Common StockF4 | Sep 13, 2018 | S | 319 | $266.504 | D | 28,395 | D | |
| Common Stock | holding | — | — | — | 2,120 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $95.74 | Sep 13, 2018 | M | 10,310 | D | — | Dec 11, 2022 | Common Stock | 10,310 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.00 to $263.98. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F2The sales price represents a weighted average of sales prices ranging between $264.00 and $264.46.
- F3The sales price represents a weighted average of sales prices ranging between $265.26 and $266.09.
- F4The sales price represents a weighted average of sales prices ranging between $266.38 and $266.56.
- F512/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.