SEC Form 4 · accession 0001127602-18-016280
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Andrews
Officer — SVP, CFO & Treasurer
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,648 | D | ||
| Common Stock | holding | — | — | — | 283 | I | Roth IRA | |
| Common Stock | holding | — | — | — | 221 | I | Traditional IRA | |
| Common Stock | holding | — | — | — | 796 | I | Rollover IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $230.09 | May 1, 2018 | A | 4,310 | A | — | May 1, 2028 | Common Stock | 4,310 | 4,310 | D |
Explanation of responses
- F15/1/18 NQ Grant (mod vest): The options will vest in equal increments over five years measured from the date of grant as follows: 1/3 shall vest on the third anniversary; 1/3 shall vest on the fourth anniversary and 1/3 shall vest on the fifth anniversary.