SEC Form 4 · accession 0001127602-18-011413

COOPER COMPANIES, INC. · COO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Mar 12, 2018

Accepted (ET)

Mar 13, 2018 · 5:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000711404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 12, 2018	M	36,769	$95.74	A	135,936	D
Common Stock^F1	Mar 12, 2018	S	8,431	$241.57	D	127,505	D
Common Stock^F2	Mar 12, 2018	S	27,209	$242.57	D	100,296	D
Common Stock^F3	Mar 12, 2018	S	1,129	$242.99	D	99,167	D
Common Stock	holding	—	—		—	46,453	I	Robert S. Weiss and Marilyn A. Weiss, Trustees of the Robert and Marilyn Weiss Trust dated 5/17/06

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$95.74	Mar 12, 2018	M	36,769	D	—	Dec 11, 2022	Common Stock	36,769	0	D

F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.97 to $241.965. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F2The sales price represents a weighted average of sales prices ranging between $241.97 and $242.965.
F3The sales price represents a weighted average of sales prices ranging between $242.97 and $243.02.
F412/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.