SEC Form 4 · accession 0001127602-18-001866
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan E Rubenstein
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 16, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 3,060 | $162.69 | A | 8,628 | D | |
| Common Stock | Jan 12, 2018 | M | 3,390 | $154.77 | A | 12,018 | D | |
| Common StockF1 | Jan 12, 2018 | S | 3,225 | $227.57 | D | 8,793 | D | |
| Common Stock | Jan 12, 2018 | S | 3,225 | $230.00 | D | 5,568 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock Option (Right to Buy) | $162.69 | Jan 12, 2018 | M | 3,060 | D | Nov 3, 2015 | Nov 2, 2024 | Common Stock | 3,060 | 0 | D |
| Non-employee Director Stock Option (Right to Buy) | $154.77 | Jan 12, 2018 | M | 3,390 | D | Nov 2, 2016 | Nov 1, 2025 | Common Stock | 3,390 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.411 to $227.599. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.