SEC Form 4 · accession 0001127602-18-001181
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Zinberg M.D.
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 4, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 5,000 | $13.08 | A | 14,377 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common StockF1 | Jan 4, 2018 | S | 2,998 | $224.23 | D | 11,379 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common StockF2 | Jan 4, 2018 | S | 1,500 | $225.02 | D | 9,879 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
| Common StockF3 | Jan 4, 2018 | S | 502 | $226.11 | D | 9,377 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock Option (Right to Buy) | $13.08 | Jan 4, 2018 | M | 5,000 | D | Dec 11, 2009 | Dec 10, 2018 | Common Stock | 5,000 | 0 | I |
| Non-employee Director Stock Option (Right to Buy) | $13.08 | holding | — | — | — | Dec 11, 2009 | Dec 10, 2018 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.52 to $224.49. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F2Sale price represents an average sale price between $225.00 and $225.10.
- F3Sale price represents an average sale price between $226.00 and $226.31.