SEC Form 4 · accession 0001127602-17-034724
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Zinberg M.D.
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 14, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,377 | I | Stanley Zinberg Revocable Trust DTD 2/5/2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Dec 5, 2017 | G | 1,151 | D | — | — | Common Stock | 1,151 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Dec 5, 2017 | G | 1,151 | A | — | — | Common Stock | 1,151 | 1,151 | I |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F2NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant 11/15/2018.
- F3RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.