SEC Form 4 · accession 0001127602-17-034683
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G McBride
Officer — EVP, COO & Pres-CooperVision
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 28,395 | D | ||
| Common Stock | holding | — | — | — | 2,120 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $229.66 | Dec 12, 2017 | A | 21,849 | A | — | Dec 12, 2027 | Common Stock | 21,849 | 21,849 | D |
| Employee Stock Option (Right to Buy)F2 | $229.66 | Dec 12, 2017 | A | 17,272 | A | — | Dec 12, 2027 | Common Stock | 17,272 | 17,272 | D |
Explanation of responses
- F112/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.
- F212/12/17 Special NQ Grant-3 yr: The options will vest 100% on the third anniversary of the date of grant.