SEC Form 4 · accession 0001127602-17-034679
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agostino Ricupati
Officer — SVP, Fin & Tax; Chief Actg Off
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $229.66 | Dec 12, 2017 | A | 4,059 | A | — | Dec 12, 2027 | Common Stock | 4,059 | 4,059 | D |
| Employee Stock Option (Right to Buy)F2 | $229.66 | Dec 12, 2017 | A | 2,135 | A | — | Dec 12, 2027 | Common Stock | 2,135 | 2,135 | D |
| Restricted Stock UnitsF3,F4,F5 | — | Dec 12, 2017 | A | 1,023 | A | — | — | Common Stock | 1,023 | 1,023 | D |
Explanation of responses
- F112/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant.
- F212/12/17 Exec Grant-3 yr cliff: The grant will vest 100% on 2/1/2021.
- F3RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F412/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.
- F5RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.