SEC Form 4 · accession 0001127602-17-021309
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol R Kaufman
Officer — EVP, Sec. & Chief Gov. Officer
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 5,408 | $13.10 | A | 49,327 | D | |
| Common StockF1 | Jun 9, 2017 | S | 3,908 | $240.3976 | D | 45,419 | D | |
| Common StockF2 | Jun 9, 2017 | S | 1,500 | $242.0593 | D | 43,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $13.10 | Jun 9, 2017 | M | 5,408 | D | — | Dec 10, 2018 | Common Stock | 5,408 | 0 | D |
Explanation of responses
- F1Sales price represents an average sales price between $240.17 and $240.445.
- F2Sales price represents an average sales price between $242.00 and $242.30.
- F3All shares granted under this option are currently exercisable.