SEC Form 4 · accession 0001127602-17-021004
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol R Kaufman
Officer — EVP, Sec. & Chief Gov. Officer
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2017 | M | 16,500 | $13.21 | A | 60,419 | D | |
| Common Stock | Jun 7, 2017 | M | 8,500 | $13.10 | A | 68,919 | D | |
| Common StockF1 | Jun 7, 2017 | S | 1,500 | $242.6687 | D | 67,419 | D | |
| Common StockF2 | Jun 7, 2017 | S | 23,500 | $243.2628 | D | 43,919 | D | |
| Common Stock | Jun 8, 2017 | M | 19,092 | $13.10 | A | 63,011 | D | |
| Common StockF3 | Jun 8, 2017 | S | 19,092 | $242.2605 | D | 43,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $13.21 | Jun 7, 2017 | M | 16,500 | D | — | Dec 9, 2018 | Common Stock | 16,500 | 0 | D |
| Stock Options (Right to Buy)F4 | $13.10 | Jun 7, 2017 | M | 8,500 | D | — | Dec 10, 2018 | Common Stock | 8,500 | 24,500 | D |
| Stock Options (Right to Buy)F4 | $13.10 | Jun 8, 2017 | M | 19,092 | D | — | Dec 10, 2018 | Common Stock | 19,092 | 5,408 | D |
Explanation of responses
- F1Sale price represents an average of sale prices ranging from $242.5850 to $242.8100.
- F2Sale price represents an average of sale prices ranging from $242.9200 to $243.8500.
- F3Sale price represents an average of sale prices ranging from $242.0000 to $242.6300.
- F4All shares granted under this option are currently exercisable.