SEC Form 4 · accession 0001127602-17-010951
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody S Lindell
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 5,000 | $13.08 | A | 14,833 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common StockF1 | Mar 7, 2017 | S | 4,280 | $193.75 | D | 10,553 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common StockF2 | Mar 7, 2017 | S | 720 | $194.36 | D | 9,833 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common Stock | holding | — | — | — | 2,943 | I | Jody S. Lindell Retirement Trust, dated January 1, 2011 | |
| Common Stock | holding | — | — | — | 6,250 | I | Jody S. Lindell Seperate Property Trust | |
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-employee Director Stock Option (Right to Buy) | $13.08 | Mar 7, 2017 | M | 5,000 | D | Dec 11, 2009 | Dec 10, 2018 | Common Stock | 5,000 | 5,000 | I |
Explanation of responses
- F1The sale price represents an average of sale prices between $193.2000 and $194.1950.
- F2The sale price represents an average of sale prices between $194.2650 and $194.4500.
Remarks
The transfer of all of the above holdings was made pursuant to a Transfer Agreement dated January 7, 2009 which authorizes Ms. Lindell to transfer said holdings into a Trust for which she has a controlling interest.