SEC Form 4 · accession 0001127602-17-003820
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul L Remmell
Officer — Pres & CEO - CooperSurgical
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | A | 2,225 | $0.00 | A | 6,241 | D | |
| Common StockF2 | Feb 1, 2017 | F | 765 | $0.00 | D | 5,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Feb 1, 2017 | A | 814 | A | — | — | Common Stock | 814 | 814 | D |
Explanation of responses
- F12/1/2017 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted December 11, 2013
- F22/1/2017 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/17) of $185.71 was used.
- F3RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F42/1/2017 RSU Grant - Vest Date: The grant vests 100% on February 1, 2020.
- F5RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.