SEC Form 4 · accession 0001127602-16-070159
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Maloney
Officer — VP, Corporate Controller
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $175.31 | Dec 13, 2016 | A | 2,841 | A | — | Dec 13, 2026 | Common Stock | 2,841 | 2,841 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Dec 13, 2016 | A | 713 | A | — | — | Common Stock | 713 | 713 | D |
Explanation of responses
- F112/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F312/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.