SEC Form 4 · accession 0001127602-16-062529
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert G White III
Officer — EVP & Chief Strategy Officer
Period of report
Sep 14, 2016
Accepted (ET)
Sep 14, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2016 | M | 8,000 | $13.21 | A | 41,639 | D | |
| Common Stock | Sep 14, 2016 | M | 12,000 | $13.10 | A | 53,639 | D | |
| Common StockF1 | Sep 14, 2016 | S | 20,000 | $185.7241 | D | 33,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $13.21 | Sep 14, 2016 | M | 8,000 | D | — | Dec 9, 2018 | Common Stock | 8,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $13.10 | Sep 14, 2016 | M | 12,000 | D | — | Dec 10, 2018 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Sale price represents an average sale price between $185.20 and $186.18.
- F212/10/08 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 12/10/09; 1/4 shall vest on 12/10/10; 1/4 shall vest on 12/10/11; and 1/4 shall vest on 12/10/12.
- F312/11/08 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/09; 1/5 shall vest on 12/11/10/; 1/5 shall vest on 12/11/11; 1/5 shall vest on 12/11/12; and 1/5 shall vest on 12/11/13.