SEC Form 4 · accession 0001127602-16-056517
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G McBride
Officer — EVP, COO & Pres-CooperVision
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | M | 10,000 | $42.65 | A | 33,644 | D | |
| Common StockF1 | Jun 27, 2016 | S | 3,900 | $164.2355 | D | 29,744 | D | |
| Common StockF2 | Jun 27, 2016 | S | 6,100 | $164.5606 | D | 23,644 | D | |
| Common Stock | holding | — | — | — | 2,120 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $42.65 | Jun 27, 2016 | M | 10,000 | D | — | Oct 24, 2017 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Sale price represents an average sale price between $163.50 and $164.49.
- F2Sale price represents an average sale price between $164.50 and $164.66.
- F3One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.