SEC Form 4 · accession 0001127602-16-056516
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Weiss
Officer — President & CEO · Director
Period of report
Jun 27, 2016
Accepted (ET)
Jun 29, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2016 | M | 96,685 | $65.96 | A | 200,617 | D | |
| Common Stock | Jun 27, 2016 | M | 55,154 | $95.74 | A | 255,771 | D | |
| Common StockF1 | Jun 27, 2016 | S | 151,839 | $163.0247 | D | 103,932 | D | |
| Common Stock | holding | — | — | — | 46,453 | I | Robert S. Weiss and Marilyn A. Weiss, Trustees of the Robert and Marilyn Weiss Trust dated 5/17/06 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $65.96 | Jun 27, 2016 | M | 96,685 | D | — | Dec 13, 2021 | Common Stock | 96,685 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $95.74 | Jun 27, 2016 | M | 55,154 | D | — | Dec 11, 2022 | Common Stock | 55,154 | 36,769 | D |
Explanation of responses
- F1Sale price represents an average sale price between $162.75 and $163.49.
- F212/14/11 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 12/14/12; 1/4 shall vest on 12/14/13; 1/4 shall vest on 12/14/14; and 1/4 shall vest on 12/14/15.
- F312/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.