SEC Form 4 · accession 0001127602-16-056088
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody S Lindell
Director
Period of report
Jun 21, 2016
Accepted (ET)
Jun 22, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2016 | M | 5,000 | $42.49 | A | 15,267 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common Stock | Jun 21, 2016 | S | 5,000 | $165.00 | D | 10,267 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common Stock | holding | — | — | — | 7,860 | D | ||
| Common Stock | holding | — | — | — | 899 | I | Jody S. Lindell Retirement Trust, dated January 1, 2011 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $42.49 | Jun 21, 2016 | M | 5,000 | D | — | Oct 31, 2017 | Common Stock | 5,000 | 0 | I |
Explanation of responses
- F1Vests when the average of the closing prices during any 30 consecutive trading days after the date of grant reaches $46.73 or on November 1, 2012, which ever is earliest.