SEC Form 4 · accession 0001127602-16-056086
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Thomas Bender
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 2,000 | $42.49 | A | 14,978 | D | |
| Common StockF1 | Jun 20, 2016 | S | 2,000 | $164.092 | D | 12,978 | D | |
| Common Stock | Jun 21, 2016 | M | 3,400 | $42.49 | A | 16,378 | D | |
| Common StockF2 | Jun 21, 2016 | S | 1,200 | $165.0648 | D | 15,178 | D | |
| Common StockF3 | Jun 21, 2016 | S | 2,200 | $166.1106 | D | 12,978 | D | |
| Common Stock | holding | — | — | — | 5,666 | I | Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $42.49 | Jun 20, 2016 | M | 2,000 | D | — | Oct 31, 2017 | Common Stock | 2,000 | 3,400 | D |
| Stock Options (Right to Buy)F4 | $42.49 | Jun 21, 2016 | M | 3,400 | D | — | Oct 31, 2017 | Common Stock | 3,400 | 0 | D |
Explanation of responses
- F1Sale price represents an average of the sale prices between $164.08 and $164.104.
- F2Sale price represents an average sale price between $165.004 and $165.15.
- F3Sale price represents an average sale price between $166.05 and $166.332.
- F4NED Grant Date 11/1/07 Date Exer.: Vests when the average of the closing prices during any 30 consecutive trading days after the date of grant reaches $46.73 or on November 1, 2012, which ever is earliest.