SEC Form 4 · accession 0001127602-16-055587
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Matz
Officer — SVP, CFO & CRO
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | M | 3,750 | $38.89 | A | 18,873 | D | |
| Common Stock | Jun 13, 2016 | M | 6,186 | $95.74 | A | 25,059 | D | |
| Common Stock | Jun 13, 2016 | M | 1,000 | $119.89 | A | 26,059 | D | |
| Common StockF1,F2 | Jun 13, 2016 | S | 2,264 | $162.8198 | D | 23,795 | D | |
| Common StockF1,F3 | Jun 13, 2016 | S | 8,372 | $163.4497 | D | 15,423 | D | |
| Common StockF1,F4 | Jun 13, 2016 | S | 300 | $164.32 | D | 15,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $38.89 | Jun 13, 2016 | M | 3,750 | D | — | May 2, 2020 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $95.74 | Jun 13, 2016 | M | 6,186 | D | — | Dec 11, 2022 | Common Stock | 6,186 | 4,124 | D |
| Employee Stock Option (Right to Buy)F7 | $119.89 | Jun 13, 2016 | M | 1,000 | D | — | Dec 10, 2023 | Common Stock | 1,000 | 7,196 | D |
Explanation of responses
- F1Sold pursuant to a 10b5-1 plan adopted 7/14/14.
- F2Sale price represents an average sale price between $162.02 and $163.00
- F3Sale price represents an average sale price between $163.05 and $164.04.
- F4Sale price represents an average sale price between $164.22 and $164.45.
- F55/3/2010 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 5/3/2011; 1/4 shall vest on 5/3/2012; 1/4 shall vest on 5/3/2013; and 1/4 shall vest on 5/3/2014.
- F612/12/12 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/12/13; 1/5 shall vest on 12/12/14; 1/5 shall vest on 12/12/15; 1/5 shall vest on 12/12/16; and 1/5 shall vest on 12/12/17.
- F712/11/13 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/11/14; 1/5 shall vest on 12/11/15; 1/5 shall vest on 12/11/16; 1/5 shall vest on 12/11/17; and 1/5 shall vest on 12/11/18.