SEC Form 4 · accession 0001127602-16-045954
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Matz
Officer — SVP, CFO & CRO
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 10,000 | $38.89 | A | 25,123 | D | |
| Common StockF2 | Mar 9, 2016 | S | 1,800 | $144.93 | D | 23,323 | D | |
| Common StockF3 | Mar 9, 2016 | S | 1,600 | $145.82 | D | 21,723 | D | |
| Common StockF4 | Mar 9, 2016 | S | 4,700 | $147.21 | D | 17,023 | D | |
| Common StockF5 | Mar 9, 2016 | S | 1,800 | $147.91 | D | 15,223 | D | |
| Common Stock | Mar 9, 2016 | S | 100 | $148.81 | D | 15,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F6 | $38.89 | Mar 9, 2016 | M | 10,000 | D | — | May 2, 2020 | Common Stock | 10,000 | 3,750 | D |
Explanation of responses
- F1Sold pursuant to a 10b5-1 plan adopted 7/14/14.
- F2The price represents an average of sale prices between $144.39 and $145.36.
- F3The price represents an average of sale prices between $145.49 and $146.46.
- F4The price represents an average of sale prices between $146.63 and $147.62.
- F5The price represents an average of sale prices between $147.63 and $148.62.
- F65/3/2010 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 5/3/2011; 1/4 shall vest on 5/3/2012; 1/4 shall vest on 5/3/2013; and 1/4 shall vest on 5/3/2014.