SEC Form 4 · accession 0001127602-16-036799
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert G White III
Officer — EVP & Chief Strategy Officer
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 8, 2016 | A | 4,950 | $0.00 | A | 34,125 | D | |
| Common StockF3 | Jan 8, 2016 | F | 2,627 | $0.00 | D | 31,498 | D | |
| Common StockF4 | Jan 8, 2016 | M | 1,975 | — | A | 33,473 | D | |
| Common StockF3 | Jan 8, 2016 | F | 1,149 | $0.00 | D | 32,324 | D | |
| Common StockF4 | Jan 8, 2016 | M | 681 | — | A | 33,005 | D | |
| Common StockF3 | Jan 8, 2016 | F | 377 | $0.00 | D | 32,628 | D | |
| Common StockF4 | Jan 8, 2016 | M | 571 | — | A | 33,199 | D | |
| Common StockF3 | Jan 8, 2016 | F | 316 | $0.00 | D | 32,883 | D | |
| Common StockF4 | Jan 8, 2016 | M | 453 | — | A | 33,336 | D | |
| Common StockF3 | Jan 8, 2016 | F | 251 | $0.00 | D | 33,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | $0.00 | Jan 8, 2016 | M | 1,975 | D | — | — | Common Stock | 1,975 | 0 | D |
| Restricted Stock UnitsF4,F7,F6 | $0.00 | Jan 8, 2016 | M | 681 | D | — | — | Common Stock | 681 | 1,360 | D |
| Restricted Stock UnitsF4,F8,F9 | $0.00 | Jan 8, 2016 | M | 571 | D | — | — | Common Stock | 571 | 1,711 | D |
| Restricted Stock UnitsF4,F10,F6 | $0.00 | Jan 8, 2016 | M | 453 | D | — | — | Common Stock | 453 | 1,809 | D |
Explanation of responses
- F11/8/2016 Deferred PSU Release - Shares awarded on achievement of maximum performance targets under Performance Share Awards granted December 13, 2010.
- F1012/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
- F2PSU Deferral: Ownership of these shares was deferred for a designated period as provided by the terms of the underlying performance share award agreement.
- F31/8/16 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/16) of $128.71 was used.
- F4RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F5Grant Date 12/14/11 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/13, 1/8/14, 1/8/15 and 1/8/16.
- F6RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F7Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.
- F8Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
- F9RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.