SEC Form 4 · accession 0001127602-16-036794
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol R Kaufman
Officer — EVP, Sec. & Chief Gov. Officer
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2016 | M | 2,667 | — | A | 42,199 | D | |
| Common StockF2 | Jan 8, 2016 | F | 1,525 | $0.00 | D | 40,674 | D | |
| Common StockF1 | Jan 8, 2016 | M | 882 | — | A | 41,556 | D | |
| Common StockF2 | Jan 8, 2016 | F | 468 | $0.00 | D | 41,088 | D | |
| Common StockF1 | Jan 8, 2016 | M | 725 | — | A | 41,813 | D | |
| Common StockF2 | Jan 8, 2016 | F | 384 | $0.00 | D | 41,429 | D | |
| Common StockF1 | Jan 8, 2016 | M | 536 | — | A | 41,965 | D | |
| Common StockF2 | Jan 8, 2016 | F | 285 | $0.00 | D | 41,680 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | $0.00 | Jan 8, 2016 | M | 2,667 | D | — | — | Common Stock | 2,667 | 0 | D |
| Restricted Stock UnitsF1,F5,F4 | $0.00 | Jan 8, 2016 | M | 882 | D | — | — | Common Stock | 882 | 1,764 | D |
| Restricted Stock UnitsF1,F6,F7 | $0.00 | Jan 8, 2016 | M | 725 | D | — | — | Common Stock | 725 | 2,176 | D |
| Restricted Stock UnitsF1,F8,F4 | $0.00 | Jan 8, 2016 | M | 536 | D | — | — | Common Stock | 536 | 2,144 | D |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F21/8/16 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/16) of $128.71 was used.
- F3Grant Date 12/14/11 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/13, 1/8/14, 1/8/15 and 1/8/16.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F5Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.
- F6Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.
- F7RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F812/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.