SEC Form 4 · accession 0001127602-15-033893
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G McBride
Officer — EVP, COO & Pres-CooperVision
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 18,947 | D | ||
| Common Stock | holding | — | — | — | 2,120 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $131.60 | Dec 9, 2015 | A | 33,966 | A | — | Dec 9, 2025 | Common Stock | 33,966 | 33,966 | D |
| Employee Stock Option (Right to Buy)F2 | $131.60 | Dec 9, 2015 | A | 26,851 | A | — | Dec 9, 2025 | Common Stock | 26,851 | 26,851 | D |
Explanation of responses
- F112/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.
- F212/9/15 Special NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/3 shall vest on 12/9/18; 1/3 shall vest on 12/9/19 and 1/3 shall vest on 12/9/20.