SEC Form 4 · accession 0001127602-15-033887
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Maloney
Officer — VP, Corporate Controller
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $131.60 | Dec 9, 2015 | A | 3,356 | A | — | Dec 9, 2025 | Common Stock | 3,356 | 3,356 | D |
| Restricted Stock UnitsF2,F3,F4 | $0.00 | Dec 9, 2015 | A | 950 | A | — | — | Common Stock | 950 | 950 | D |
Explanation of responses
- F112/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20.
- F2RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F312/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.