SEC Form 4 · accession 0001127602-15-032871

COOPER COMPANIES, INC. · COO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jody S Lindell

Director

Period of report

Nov 30, 2015

Accepted (ET)

Dec 1, 2015 · 4:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000711404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 30, 2015	A	899	$0.10	A	8,759	D
Common Stock	Nov 30, 2015	G	899	$0.00	D	7,860	D
Common Stock	Nov 30, 2015	G	899	$0.00	A	899	I	Jody S. Lindell Retirement Trust, dated January 1, 2011
Common Stock	holding	—	—		—	10,267	I	Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-employee Director Stock Option (Right to Buy)	$154.77	Nov 30, 2015	G	3,082	D	Nov 2, 2016	Nov 1, 2025	Common Stock	3,082	0	D
Non-employee Director Stock Option (Right to Buy)	$154.77	Nov 30, 2015	G	3,082	A	Nov 2, 2016	Nov 1, 2025	Common Stock	3,082	3,082	I
Non-employee Director Stock Option (Right to Buy)	$162.69	Nov 30, 2015	G	2,782	D	Nov 3, 2015	Nov 2, 2024	Common Stock	2,782	0	D
Non-employee Director Stock Option (Right to Buy)	$162.69	Nov 30, 2015	G	2,782	A	Nov 3, 2015	Nov 2, 2024	Common Stock	2,782	2,782	I

Explanation of responses

F1NED RS Grant 11/16/15: Restrictions will be removed on the first anniversary of the date of grant 11/16/2016.

Remarks

The transfer of all of the above holdings was made pursuant to Transfer Agreements dated November 30, 2015 which authorizes Ms. Lindell to transfer said holdings into a Trust for which she has a controlling interest.