SEC Form 4 · accession 0001127602-15-020521
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Matz
Officer — SVP, CFO & CRO
Period of report
Jun 11, 2015
Accepted (ET)
Jun 11, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 10,000 | $38.89 | A | 22,975 | D | |
| Common StockF2 | Jun 11, 2015 | S | 1,800 | $174.6967 | D | 21,175 | D | |
| Common StockF3 | Jun 11, 2015 | S | 3,001 | $175.4692 | D | 18,174 | D | |
| Common StockF4 | Jun 11, 2015 | S | 5,199 | $176.6177 | D | 12,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $38.89 | Jun 11, 2015 | M | 10,000 | D | — | May 2, 2020 | Common Stock | 10,000 | 13,750 | D |
Explanation of responses
- F1Sold pursuant to a 10b5-1 plan adopted 7/14/14.
- F2The price represents an average of sale prices between $174.05 and $175.04.
- F3The price represents an average of sale prices between $175.08 and $175.92.
- F4The price represents an average of sale prices between $176.11 and $176.99.
- F55/3/2010 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 5/3/2011; 1/4 shall vest on 5/3/2012; 1/4 shall vest on 5/3/2013; and 1/4 shall vest on 5/3/2014.