SEC Form 4 · accession 0001127602-15-011100
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory W Matz
Officer — SVP, CFO & CRO
Period of report
Mar 11, 2015
Accepted (ET)
Mar 11, 2015 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 10,000 | $38.89 | A | 22,975 | D | |
| Common StockF2 | Mar 11, 2015 | S | 4,036 | $182.29 | D | 18,939 | D | |
| Common StockF3 | Mar 11, 2015 | S | 2,000 | $183.32 | D | 16,939 | D | |
| Common StockF4 | Mar 11, 2015 | S | 3,964 | $184.67 | D | 12,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $38.89 | Mar 11, 2015 | M | 10,000 | D | — | May 2, 2020 | Common Stock | 10,000 | 23,750 | D |
Explanation of responses
- F1Sold pursuant to a 10b5-1 plan adopted 7/14/14.
- F2The price represents an average of sale prices between $181.92 and $182.85.
- F3The price represents an average of sale prices between $182.98 and $183.87.
- F4The price represents and average of sale prices between $184.20 and $185.09.
- F55/3/2010 NQ Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 5/3/2011; 1/4 shall vest on 5/3/2012; 1/4 shall vest on 5/3/2013; and 1/4 shall vest on 5/3/2014.