SEC Form 4 · accession 0001127602-15-011098
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Weiss
Officer — President & CEO · Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 66,000 | $42.65 | A | 161,197 | D | |
| Common StockF1 | Mar 10, 2015 | S | 18,000 | $181.70 | D | 143,197 | D | |
| Common StockF2 | Mar 10, 2015 | S | 46,551 | $182.39 | D | 96,646 | D | |
| Common StockF3 | Mar 10, 2015 | S | 1,449 | $183.01 | D | 95,197 | D | |
| Common Stock | holding | — | — | — | 46,453 | I | Robert S. Weiss and Marilyn A. Weiss, Trustees of the Robert and Marilyn Weiss Trust dated 5/17/06 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $42.65 | Mar 10, 2015 | M | 66,000 | D | — | Oct 24, 2017 | Common Stock | 66,000 | 0 | D |
Explanation of responses
- F1Sale price represents an average sale price between $180.930 and $181.895.
- F2Sale price represents an average sale price between $181.90 and $182.87.
- F3Sale price represents an average sale price between $182.90 and $183.17.
- F4Grant Date 10/25/07 NQ Date Exer.: One-fourth shall vest on the earlier of (a) 10/25/08 or (b) when the average closing price reaches $47.77; one-fourth shall vest on the earlier of (a) 10/25/09 or (b) when the average closing price reaches $51.18; one-fourth shall vest on the earlier of (a) 10/25/10 or (b) when the average closing price reaches $55.45; and one-fourth shall vest on the earlier of (a) 10/25/11 or (b) when the average closing price reaches $59.71. Average Closing Price is defined as the average of the closing prices of a share of common stock of the Company on the New York Stock Exchange (composite quotations, rounded to the nearest whole cent) for the days on which the common stock is so traded, during any 30 consecutive calendar day period commencing on the date the specified stock target is achieved.