SEC Form 4 · accession 0001127602-15-001604
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tina Maloney
Officer — VP, Corporate Controller
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2015 | M | 337 | — | A | 1,643 | D | |
| Common StockF2 | Jan 8, 2015 | F | 197 | $0.00 | D | 1,446 | D | |
| Common StockF1 | Jan 8, 2015 | M | 398 | — | A | 1,844 | D | |
| Common StockF2 | Jan 8, 2015 | F | 205 | $0.00 | D | 1,639 | D | |
| Common StockF1 | Jan 8, 2015 | M | 272 | — | A | 1,911 | D | |
| Common StockF2 | Jan 8, 2015 | F | 155 | $0.00 | D | 1,756 | D | |
| Common StockF1 | Jan 8, 2015 | M | 167 | — | A | 1,923 | D | |
| Common StockF2 | Jan 8, 2015 | F | 98 | $0.00 | D | 1,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | $0.00 | Jan 8, 2015 | M | 337 | D | — | — | Common Stock | 337 | 0 | D |
| Restricted Stock UnitsF1,F5,F4 | $0.00 | Jan 8, 2015 | M | 398 | D | — | — | Common Stock | 398 | 398 | D |
| Restricted Stock UnitsF1,F6,F4 | $0.00 | Jan 8, 2015 | M | 272 | D | — | — | Common Stock | 272 | 814 | D |
| Restricted Stock UnitsF1,F7,F4 | — | Jan 8, 2015 | M | 167 | D | — | — | Common Stock | 167 | 667 | D |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F21/8/15 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/15) of $162.88 was used.
- F3Grant Date 11/29/10 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/12, 1/8/13, 1/8/14 and 1/8/15.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F5Grant Date 12/14/11 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/13, 1/8/14, 1/8/15 and 1/8/16.
- F6Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.
- F7Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.