SEC Form 4 · accession 0001127602-15-001602
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randal Golden
Officer — VP, General Counsel
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2015 | M | 1,000 | — | A | 2,690 | D | |
| Common StockF2 | Jan 8, 2015 | F | 564 | $0.00 | D | 2,126 | D | |
| Common StockF1 | Jan 8, 2015 | M | 758 | — | A | 2,884 | D | |
| Common StockF2 | Jan 8, 2015 | F | 396 | $0.00 | D | 2,488 | D | |
| Common StockF1 | Jan 8, 2015 | M | 501 | — | A | 2,989 | D | |
| Common StockF2 | Jan 8, 2015 | F | 262 | $0.00 | D | 2,727 | D | |
| Common StockF1 | Jan 8, 2015 | M | 334 | — | A | 3,061 | D | |
| Common StockF2 | Jan 8, 2015 | F | 173 | $0.00 | D | 2,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | — | Jan 8, 2015 | M | 1,000 | D | — | — | Common Stock | 1,000 | 0 | D |
| Restricted Stock UnitsF1,F5,F4 | — | Jan 8, 2015 | M | 758 | D | — | — | Common Stock | 758 | 758 | D |
| Restricted Stock UnitsF1,F6,F4 | — | Jan 8, 2015 | M | 501 | D | — | — | Common Stock | 501 | 1,504 | D |
| Restricted Stock UnitsF1,F7,F4 | — | Jan 8, 2015 | M | 334 | D | — | — | Common Stock | 334 | 1,334 | D |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F21/8/15 RSU/PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/15) of $162.88 was used.
- F3Grant Date 11/29/10 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/12, 1/8/13, 1/8/14 and 1/8/15.
- F4RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F5Grant Date 12/14/11 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/13, 1/8/14, 1/8/15 and 1/8/16.
- F6Grant Date 12/12/12 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/14, 1/8/15, 1/8/16, 1/8/17 and 1/8/18.
- F7Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19.