SEC Form 4 · accession 0000711377-19-000002
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Director
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 8:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | S | 10,000 | $59.0768 | D | 393,035 | I | See Footnote |
| Common StockF1 | Jan 30, 2019 | S | 13,419 | $59.0448 | D | 379,616 | I | See footnote |
| Common StockF1 | Jan 31, 2019 | S | 5,981 | $59.3421 | D | 373,635 | I | See footnote |
| Common Stock | Jan 31, 2019 | S | 20,000 | $59.73 | D | 706,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.