SEC Form 4 · accession 0000711377-18-000047
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 9, 2018 | M | 258 | $35.34 | A | 760,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $35.34 | Oct 9, 2018 | M | 567 | D | — | Nov 8, 2020 | Common Stock | 567 | 327,436 | D |
Explanation of responses
- F1Options were granted 10/8/2015, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant
- F2The option plan provides for the exchange of outstanding options for shares in an amount equal to the employees equity in the options held