SEC Form 4 · accession 0000711377-18-000036
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Aug 30, 2018
Accepted (ET)
Aug 31, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2018 | M | 24,000 | $27.05 | A | 760,226 | D | |
| Common Stock | Aug 30, 2018 | S | 24,000 | $89.3687 | D | 736,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $27.05 | Aug 30, 2018 | M | 24,000 | D | — | Aug 30, 2018 | Common Stock | 24,000 | 328,003 | D |
Explanation of responses
- F1Options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant