SEC Form 4 · accession 0000711377-18-000033
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2018 | S | 13,000 | $83.6182 | D | 413,035 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold out of the trust for Mr. Herbert's spouse; 144,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position.