SEC Form 4 · accession 0000711377-18-000032
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack C Parnell
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 4,000 | $17.065 | A | 14,073 | D | |
| Common Stock | Aug 10, 2018 | M | 6,000 | $21.50 | A | 20,073 | D | |
| Common Stock | Aug 10, 2018 | S | 2,418 | $83.9699 | D | 17,655 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $17.065 | Aug 10, 2018 | M | 4,000 | D | Oct 6, 2014 | Oct 6, 2021 | Common Stock | 4,000 | 28,000 | D |
| Common Stock (Right to Buy) | $21.50 | Aug 10, 2018 | M | 6,000 | D | Oct 4, 2015 | Oct 4, 2022 | Common Stock | 6,000 | 22,000 | D |