SEC Form 4 · accession 0000711377-18-000031
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2018 | S | 13,000 | $83.2837 | D | 426,035 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold out of the trust of Mr. Herbert's spouse; 157,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.