SEC Form 4 · accession 0000711377-18-000030
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | S | 13,000 | $82.5325 | D | 452,035 | I | See Footnoe |
| Common Stock | Aug 7, 2018 | S | 13,000 | $83.5171 | D | 439,035 | I | See Footnote |
| Common Stock | Aug 7, 2018 | S | 13,000 | $83.3056 | D | 736,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On 8/6/2018, 13,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 108,783 shares remain in the trust. On 8/7/2018, Mrs. Herbert sold 13,000 shares out of her trust; 170,280 shares remain in this trust. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.