SEC Form 4 · accession 0000711377-18-000029
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | S | 13,000 | $82.546 | D | 749,226 | D | |
| Common StockF1 | Aug 3, 2018 | S | 13,000 | $81.3783 | D | 465,035 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F113,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 121783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions.