SEC Form 4 · accession 0000711377-18-000027
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2018 | S | 13,000 | $81.005 | D | 491,035 | I | See Footnote |
| Common Stock | Jul 31, 2018 | S | 13,000 | $82.0116 | D | 762,226 | D | |
| Common StockF1 | Aug 1, 2018 | S | 13,000 | $82.3266 | D | 478,035 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 134,783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions.