SEC Form 4 · accession 0000711377-18-000018
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | S | 10,000 | $71.4052 | D | 192,812 | I | By Trust (1) |
| Common Stock | May 8, 2018 | S | 13,000 | $71.5289 | D | 179,812 | I | By Trust (1) |
| Common Stock | May 10, 2018 | S | 13,000 | $71.55 | D | 166,812 | I | By Trust (1) |
Table II — derivative securities
No Table II lines on this filing.
Remarks
(1) These shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries. Mr. Herbert continues to report beneficial ownership of all the NEOG stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.