SEC Form 4 · accession 0000711377-18-000017
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — Chief Financial Officer
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 7:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2018 | M | 5,000 | $35.34 | A | 18,470 | D | |
| Common Stock | May 7, 2018 | S | 5,000 | $71.8183 | D | 13,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $35.34 | May 7, 2018 | M | 5,000 | D | — | Nov 8, 2020 | Common Stock | 5,000 | 127,736 | D |
Explanation of responses
- F1The options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant