SEC Form 4 · accession 0000711377-18-000012
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman of Board · Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 16, 2018 | S | 20,000 | $68.50 | D | 357,435 | I | See Footnote 2 |
| Common Stock | holding | — | — | — | 1,150,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was from a trust controlled by Mr. Herbert's spouse
- F2198,003 shares are held in trusts controlled by Mr. Herbert's spouse; 159,432 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions