SEC Form 4 · accession 0000711377-18-000010
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terri A Morrical
Officer — Vice President
Period of report
Apr 6, 2018
Accepted (ET)
Apr 9, 2018 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2018 | M | 7,200 | $27.05 | A | 44,775 | D | |
| Common Stock | Apr 6, 2018 | M | 7,600 | $29.7075 | A | 52,375 | D | |
| Common Stock | Apr 6, 2018 | S | 14,800 | $67.7842 | D | 37,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $27.05 | Apr 6, 2018 | M | 7,200 | D | — | Aug 30, 2018 | Common Stock | 7,200 | 148,670 | D |
| Common Stock (right to Buy)F2 | $29.7075 | Apr 6, 2018 | M | 7,800 | D | — | Oct 31, 2019 | Common Stock | 7,600 | 141,070 | D |
Explanation of responses
- F1Options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
- F2Options were granted on 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant