SEC Form 4 · accession 0000711377-18-000008
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — VP & CFO
Period of report
Mar 26, 2018
Accepted (ET)
Mar 27, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 26, 2018 | M | 1,733 | $29.7075 | A | 15,203 | D | |
| Common Stock | Mar 26, 2018 | M | 1,133 | $35.34 | A | 16,336 | D | |
| Common Stock | Mar 26, 2018 | S | 2,866 | $64.9732 | D | 13,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $29.7075 | Mar 26, 2018 | M | 1,733 | D | — | Oct 31, 2019 | Common Stock | 1,733 | 143,869 | D |
| Common Stock (Right to Buy)F2 | $35.34 | Mar 26, 2018 | M | 1,133 | D | — | Nov 8, 2020 | Common Stock | 1,133 | 142,736 | D |
Explanation of responses
- F1Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
- F2Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant