SEC Form 4 · accession 0000711377-18-000003
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | G | 250 | $59.72 | D | 1,163,755 | D | |
| Common StockF2 | Feb 15, 2018 | G | 12,829 | $59.72 | D | 1,150,926 | D | |
| Common StockF4,F3 | Feb 15, 2018 | S | 10,000 | $57.4954 | D | 377,435 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were gifted to the FarmHouse Foundation
- F2Shares were gifted to the University of Tennessee College of Agriculture
- F3218,033 shares are held in trust for Mr. Herbert's spouse. 159,402 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions
- F4Sale was from limited liability company in which Mr. Herbert has a minority financial position