SEC Form 4 · accession 0000711377-17-000049
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 22, 2017 | G | 1,500 | $83.30 | D | 290,577 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1163,525 shares are held in trust for the spouse of Mr. Herbert, and 127,052 shares are held by limited liability companies, in which Mr. Herbert and his wife have minority financial positions
- F2These shares were gifted to the University of Tennessee Foundation by Mrs. Judith Herbert, spouse of Mr. Herbert