SEC Form 4 · accession 0000711377-17-000046
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 8:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | M | 8,000 | $36.0667 | A | 879,430 | D | |
| Common Stock | Nov 13, 2017 | M | 19,000 | $39.61 | A | 898,430 | D | |
| Common Stock | Nov 13, 2017 | S | 26,000 | $81.45 | D | 872,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $36.0667 | Nov 13, 2017 | M | 8,000 | D | — | Aug 30, 2018 | Common Stock | 8,000 | 321,425 | D |
| common Stock (Right to Buy)F2 | $39.61 | Nov 13, 2017 | M | 19,000 | D | — | Oct 1, 2019 | Common Stock | 19,000 | 302,425 | D |
Explanation of responses
- F1Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
- F2Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant