SEC Form 4 · accession 0000711377-17-000045
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Quinlan
Officer — Vice President & CFO
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | M | 4,000 | $39.61 | A | 14,103 | D | |
| Common Stock | Oct 31, 2017 | S | 4,000 | $80.26 | D | 10,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $39.61 | Oct 31, 2017 | M | 4,000 | D | — | Oct 31, 2019 | Common Stock | 4,000 | 110,700 | D |
Explanation of responses
- F1Options were granted on 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant