SEC Form 4 · accession 0000711377-17-000023
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bradley
Officer — Vice President
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2017 | M | 22,200 | $36.0667 | A | 83,712 | D | |
| Common Stock | Sep 20, 2017 | M | 11,400 | $39.61 | A | 95,112 | D | |
| Common Stock | Sep 20, 2017 | M | 5,276 | $47.12 | A | 81,274 | D | |
| Common Stock | Sep 20, 2017 | S | 38,876 | $71.2812 | D | 61,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $36.0667 | Sep 20, 2017 | M | 22,200 | D | — | Aug 30, 2018 | Common Stock | 22,200 | 97,950 | D |
| Common Stock (Right to Buy)F2 | $39.61 | Sep 20, 2017 | M | 11,400 | D | — | Oct 31, 2019 | Common Stock | 11,400 | 86,550 | D |
| Common Stock (Right to Buy)F3 | $47.12 | Sep 20, 2017 | M | 5,276 | D | — | Nov 8, 2020 | Common Stock | 5,276 | 81,274 | D |
Explanation of responses
- F1Options were granted August 30, 2013, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant
- F2Options were granted October 1, 2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
- F3Options were granted October 8, 2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant