SEC Form 4 · accession 0000711377-17-000018
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald D Green
Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 7:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2017 | M | 3,333 | $41.26 | A | 3,333 | D | |
| Common Stock | Aug 8, 2017 | M | 1,000 | $43.83 | A | 4,333 | D | |
| Common Stock | Aug 8, 2017 | S | 4,333 | $68.491 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $41.26 | Aug 8, 2017 | M | 3,333 | D | — | Oct 2, 2024 | Common Stock | 3,333 | 7,667 | D |
| Common Stock (Right to Buy)F2 | $43.83 | Aug 8, 2017 | M | 1,000 | D | — | Oct 1, 2025 | Common Stock | 1,000 | 6,667 | D |
Explanation of responses
- F1Options were granted on 10/1/2014, have 10 year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant
- F2Options were granted on 10/1/2015, have ten year lives, and vest in equal 33% annual installments on each of the first three anniversary dates of the grant